Robert Michael Flynn
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Michael Flynn, a licensed former licensee with CE reference ANE761. This person has 2.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2008-04-08 | 2008-06-14 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2008-04-08 | 2008-06-14 |
| UBS Securities Asia Limited | RO | Type 1 - Dealing in securities | 2006-10-19 | 2008-04-08 |
| UBS Securities Hong Kong Limited | RO | Type 1 - Dealing in securities | 2006-05-11 | 2008-04-08 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2006-03-16 | 2006-10-19 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2006-03-16 | 2006-05-11 |