Benjamin Guillaume Marie Dutray
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benjamin Guillaume Marie Dutray, a licensed former licensee with CE reference AND843. This person has 2.1 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | Rep | Type 1 - Dealing in securities | 2008-04-23 | 2008-06-16 |
| Neuberger Berman Asia Limited | Rep | Type 4 - Advising on securities | 2008-04-23 | 2008-06-16 |
| Neuberger Berman Asia Limited | Rep | Type 9 - Asset management | 2008-04-23 | 2008-06-16 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2006-10-23 | 2008-03-20 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2006-10-23 | 2008-03-20 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-03-06 | 2006-09-20 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2006-03-06 | 2006-09-20 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 9 - Asset management | 2006-03-06 | 2006-09-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Benjamin Guillaume Marie Dutray during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.