Sang Hyun (SFC:ANA990) Kim

CE No. ANA990 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sang Hyun (SFC:ANA990) Kim (), a licensed former licensee with CE reference ANA990. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
Sumitomo Mitsui DS Asset Management (Hong Kong) Limited
三井住友德思資產管理(香港)有限公司
Rep Type 4 — Advising on securities 2019-10-01 2025-10-31
Sumitomo Mitsui DS Asset Management (Hong Kong) Limited
三井住友德思資產管理(香港)有限公司
Rep Type 9 — Asset management 2019-10-01 2025-10-31
Sumitomo Mitsui Asset Management (Hong Kong) Limited
三井住友投資管理(香港)有限公司
Rep Type 9 — Asset management 2007-08-01 2019-09-30
Sumitomo Mitsui Asset Management (Hong Kong) Limited
三井住友投資管理(香港)有限公司
Rep Type 4 — Advising on securities 2007-06-05 2019-09-30
Credit Agricole Securities (Asia) Limited
東方匯理證券(亞洲)有限公司
Rep Type 4 — Advising on securities 2006-02-17 2007-04-24

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