Sang Hyun (SFC:ANA990) Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sang Hyun (SFC:ANA990) Kim ( ), a licensed former licensee with CE reference ANA990. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-01 | 2025-10-31 |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-10-01 | 2025-10-31 |
| Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-08-01 | 2019-09-30 |
| Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-06-05 | 2019-09-30 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2006-02-17 | 2007-04-24 |