Arthur Tak Kei Lau
劉德基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Arthur Tak Kei Lau (劉德基), CE reference ANA187. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ark Pacific Capital Management Limited 雅博資本產業管理有限公司 |
RO | Type 4 — Advising on securities | 2014-06-20 | 2024-11-08 |
| Ark Pacific Capital Management Limited 雅博資本產業管理有限公司 |
RO | Type 9 — Asset management | 2014-06-20 | 2024-11-08 |
| Elliott Advisors (HK) Limited | Rep | Type 9 — Asset management | 2007-11-23 | 2013-10-08 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-07 | 2007-08-22 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2006-02-07 | 2007-08-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-02-07 | 2007-08-22 |