Kwok Hong Sam
岑國洪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Hong Sam (岑國洪), a licensed former licensee with CE reference ANA178. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-04-16 | 2010-06-25 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-16 | 2010-06-25 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 - Advising on securities | 2008-07-11 | 2010-01-13 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2006-03-01 | 2008-04-25 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-03-01 | 2008-04-25 |