Tak Choi Lee
李德財
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Choi Lee (李德財), a licensed former licensee with CE reference AMZ925. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-27 | 2011-07-07 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-01-27 | 2011-07-07 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-10-16 | 2011-01-15 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-10-16 | 2011-01-15 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-12-04 | 2008-08-01 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-16 | 2008-08-01 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-18 | 2007-10-01 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2006-03-03 | 2007-02-01 |