Patrick Kwok Shing Tse
謝國誠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick Kwok Shing Tse (謝國誠), a licensed former licensee with CE reference AMX789. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2007-04-10 | 2013-02-28 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2006-01-16 | 2013-02-28 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2006-01-16 | 2013-02-28 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2006-01-16 | 2013-02-28 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2006-01-16 | 2013-02-28 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2006-01-16 | 2013-02-28 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2006-01-16 | 2013-02-28 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2006-01-16 | 2013-02-28 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 - Asset management | 2006-01-16 | 2013-02-28 |