Albert Ming
明耀文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Albert Ming (明耀文), a licensed former licensee with CE reference AMU061. This person has 7.1 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-03-05 | 2019-07-22 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 4 - Advising on securities | 2018-03-05 | 2019-07-22 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 9 - Asset management | 2018-03-05 | 2019-07-22 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2014-03-05 | 2016-08-16 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2014-03-05 | 2016-08-16 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 9 - Asset management | 2014-03-05 | 2016-08-16 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-08-07 | 2014-03-05 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2013-08-07 | 2014-03-05 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2013-08-07 | 2014-03-05 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2005-11-29 | 2008-08-02 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2005-11-29 | 2008-08-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Albert Ming during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.