Wandy Pui Wan Hon
項佩韻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wandy Pui Wan Hon (項佩韻), a licensed former licensee with CE reference AMS644. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2007-08-07 | 2008-02-21 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2007-08-07 | 2008-02-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-07-23 | 2008-02-21 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-07-23 | 2008-02-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2007-07-23 | 2008-02-21 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2007-07-23 | 2008-02-21 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-11-23 | 2007-06-26 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-11-23 | 2007-06-26 |