Cindy Wai Yee Kan
簡慧儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cindy Wai Yee Kan (簡慧儀), a licensed former licensee with CE reference AMS439. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-16 | 2010-05-10 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-07-16 | 2010-05-10 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-24 | 2009-06-26 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-08-24 | 2009-06-26 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2005-12-15 | 2006-08-11 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-12-15 | 2006-08-11 |