Lucas Scott Weatherill
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lucas Scott Weatherill ( ), a licensed former licensee with CE reference AMS328. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2007-08-13 | 2010-09-01 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 - Asset management | 2007-08-13 | 2010-09-01 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2005-11-17 | 2007-05-28 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2005-11-17 | 2007-05-28 |