Bo (SFC:AMN889) Wang
王波
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bo (SFC:AMN889) Wang (王波), CE reference AMN889. Currently licensed at 1 firm(s): Sino-Rich Securities & Futures Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
RO | Type 1 — Dealing in securities | 2025-06-25 | present |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
RO | Type 4 — Advising on securities | 2025-06-25 | present |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
RO | Type 9 — Asset management | 2025-06-25 | present |
| Encap (Global) Asset Management Limited 君裕(國際)資產管理有限公司 |
RO | Type 9 — Asset management | 2021-06-02 | 2024-02-09 |
| Encap (Global) Asset Management Limited 君裕(國際)資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-12-15 | 2021-06-02 |
| EMP Capital Limited 盈創資本有限公司 |
Rep | Type 9 — Asset management | 2017-12-15 | 2020-11-27 |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-10-24 | 2017-05-31 |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-10-24 | 2017-05-31 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-26 | 2011-09-30 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-08-05 | 2011-09-30 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-11 | 2011-01-26 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-14 | 2008-01-11 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-10-06 | 2006-12-31 |