Gareth Jeremy Spero
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gareth Jeremy Spero, a licensed former licensee with CE reference AMN551. This person has 1.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-01-24 | 2007-07-11 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-09-26 | 2007-07-11 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2005-09-26 | 2007-07-11 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2005-09-26 | 2007-07-11 |