Vincent Wai Sun Lien
連維新
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vincent Wai Sun Lien (連維新), a licensed former licensee with CE reference AMM448. This person has 17.0 years of SFC licence history. Total licence records on file: 21.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | 2020-02-04 | 2025-06-19 |
| Merrill Lynch Far East Limited | RO | Type 1 - Dealing in securities | 2020-02-04 | 2024-02-26 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 - Advising on securities | 2020-02-04 | 2025-06-19 |
| Merrill Lynch Far East Limited | RO | Type 4 - Advising on securities | 2020-02-04 | 2024-02-26 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 - Advising on corporate finance | 2020-02-04 | 2025-06-19 |
| Merrill Lynch Far East Limited | RO | Type 6 - Advising on corporate finance | 2020-02-04 | 2024-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2019-08-12 | 2020-02-04 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2019-08-12 | 2020-02-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2019-07-22 | 2020-02-04 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2019-07-22 | 2020-02-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2019-07-22 | 2020-02-04 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2019-07-22 | 2020-02-04 |
| Willis Towers Watson Securities (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2016-04-26 | 2019-06-17 |
| Willis Towers Watson Securities (Hong Kong) Limited | RO | Type 6 - Advising on corporate finance | 2016-04-26 | 2019-06-17 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-03-05 | 2016-02-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2005-09-23 | 2009-10-06 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2005-09-23 | 2009-10-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2005-09-23 | 2009-10-06 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2005-09-23 | 2009-10-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2005-09-23 | 2009-10-06 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2005-09-23 | 2009-10-06 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Vincent Wai Sun Lien during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.