Ching Yan Suen

孫靖恩
CE No. AMM385 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching Yan Suen (孫靖恩), a licensed former licensee with CE reference AMM385. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 4 - Advising on securities 2020-12-17 2025-05-14
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 3 - Leveraged foreign exchange trading 2012-07-12 2014-11-26
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 2 - Dealing in futures contracts 2009-03-24 2025-05-14
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 1 - Dealing in securities 2008-03-25 2025-05-14
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 4 - Advising on securities 2008-02-20 2011-11-10
Centaline Wealth Management Limited
中原資產管理有限公司
Rep Type 4 - Advising on securities 2006-10-24 2008-02-12
CASH Wealth Management Limited
時富財富管理有限公司
Rep Type 4 - Advising on securities 2005-10-31 2006-10-09

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