Elliot Yat Lai Tong
唐逸禮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Elliot Yat Lai Tong (唐逸禮), a licensed former licensee with CE reference AMM328. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-02-10 | 2022-03-21 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2017-02-10 | 2022-03-21 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2017-02-10 | 2022-03-21 |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2017-02-10 | 2022-03-21 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2014-01-28 | 2016-09-23 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 5 - Advising on futures contracts | 2014-01-28 | 2016-09-23 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-10-28 | 2016-09-23 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2013-10-28 | 2016-09-23 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2013-10-28 | 2016-09-23 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 - Providing automated trading services | 2013-10-28 | 2016-09-23 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2005-09-23 | 2006-10-14 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2005-09-23 | 2006-10-14 |