Kwok Leung Duncan Tsang
曾國良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Leung Duncan Tsang (曾國良), a licensed former licensee with CE reference AML597. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-23 | 2017-11-20 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-01-16 | 2013-08-21 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-04 | 2010-07-01 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-04 | 2010-07-01 |
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2006-05-08 | 2007-11-28 |
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2005-10-28 | 2007-11-28 |