Kevin Ka Nok Lam
林嘉諾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kevin Ka Nok Lam (林嘉諾), a licensed former licensee with CE reference AML396. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-12-20 | 2010-03-01 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2007-12-20 | 2010-03-01 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2006-11-01 | 2007-11-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2006-05-08 | 2006-10-14 |
| Asia Pacific Financial Capital Limited 亞太金融融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-09-13 | 2005-10-14 |