Kevin Ka Nok Lam
林嘉諾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kevin Ka Nok Lam (林嘉諾), a licensed former licensee with CE reference AML396. This person has 3.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-12-20 | 2010-03-01 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2007-12-20 | 2010-03-01 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2006-11-01 | 2007-11-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-05-08 | 2006-10-14 |
| Asia Pacific Financial Capital Limited 亞太金融融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-09-13 | 2005-10-14 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Kevin Ka Nok Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.