Ka Li Hsiao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Li Hsiao (蕭嘉莉), a licensed Responsible Officer with CE reference AML187. Currently licensed at 1 firm(s): Central China International Securities Co., Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 20.1 years of SFC licence history. Total licence records on file: 24.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Central China International Securities Co., Limited 中州國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-06-28 | present |
| Central China International Securities Co., Limited 中州國際證券有限公司 |
RO | Type 4 - Advising on securities | 2024-06-28 | present |
| Central China International Securities Co., Limited 中州國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-05-07 | 2024-06-28 |
| Central China International Securities Co., Limited 中州國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-05-07 | 2024-06-28 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2024-01-02 | 2024-02-26 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
RO | Type 1 - Dealing in securities | 2024-01-02 | 2024-02-26 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
RO | Type 4 - Advising on securities | 2024-01-02 | 2024-02-26 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
RO | Type 4 - Advising on securities | 2024-01-02 | 2024-02-26 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-10-03 | 2024-02-26 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
Rep | Type 5 - Advising on futures contracts | 2023-10-03 | 2024-02-26 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 9 - Asset management | 2023-10-03 | 2024-02-26 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-09-04 | 2024-01-02 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
Rep | Type 1 - Dealing in securities | 2023-09-04 | 2024-01-02 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2023-09-04 | 2024-01-02 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
Rep | Type 4 - Advising on securities | 2023-09-04 | 2024-01-02 |
| Central China International Securities Co., Limited 中州國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-06-06 | 2023-08-28 |
| Central China International Securities Co., Limited 中州國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-06-06 | 2023-08-28 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-01-21 | 2022-04-29 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-01-21 | 2022-04-29 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-12-16 | 2016-01-09 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-12-16 | 2016-01-09 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-01-28 | 2014-12-01 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-12-04 | 2014-12-01 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2005-10-20 | 2007-08-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Li Hsiao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.