Wing Yan (SFC:AMK293) Ho
何榮恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Yan (SFC:AMK293) Ho (何榮恩), a licensed former licensee with CE reference AMK293. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-12 | 2014-06-03 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-17 | 2023-11-16 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-01-26 | 2010-06-17 |
| Sanfull Securities Limited 新富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-10-12 | 2006-09-30 |