Yanyan He
何燕燕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yanyan He (何燕燕), a licensed former licensee with CE reference AMJ803. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2006-12-23 | 2009-02-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2005-08-22 | 2006-11-28 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2005-08-22 | 2006-11-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2005-08-22 | 2006-11-28 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2005-08-22 | 2006-11-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2005-08-22 | 2006-11-28 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2005-08-22 | 2006-11-28 |