Dennis S Chang
張凱勛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dennis S Chang (張凱勛), a licensed former licensee with CE reference AMJ801. This person has 16.6 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SBIA (HK) Limited | RO | Type 1 - Dealing in securities | 2021-05-05 | 2023-12-13 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-10-11 | 2019-08-08 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-07-23 | 2016-10-10 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2005-08-22 | 2019-08-08 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2005-08-22 | 2008-05-15 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Dennis S Chang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Shu Chen | SBIA (HK) Limited | 2021–2023 |
| Juan Xu | SBIA (HK) Limited | 2021–2023 |