Dennis S Chang
張凱勛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dennis S Chang (張凱勛), a licensed former licensee with CE reference AMJ801. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SBIA (HK) Limited |
RO | Type 1 - Dealing in securities | 2021-05-05 | 2023-12-13 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-10-11 | 2019-08-08 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-07-23 | 2016-10-10 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2005-08-22 | 2019-08-08 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2005-08-22 | 2008-05-15 |