Jin (SFC:AMJ798) Qian
錢進
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jin (SFC:AMJ798) Qian (錢進), CE reference AMJ798. Currently licensed at 1 firm(s): China Industrial Securities International Brokerage Limited. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-07-28 | present |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
RO | Type 4 — Advising on securities | 2017-07-28 | present |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-27 | 2017-07-28 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-27 | 2017-07-28 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-08-17 | 2017-03-27 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
RO | Type 4 — Advising on securities | 2016-08-17 | 2017-03-27 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-12 | 2016-08-17 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-12 | 2016-08-17 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-06 | 2016-04-29 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-20 | 2013-04-13 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-06 | 2008-12-04 |
| Paribas Asia Equity Limited 巴黎巴亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-06 | 2008-12-04 |
| D.B. Zwirn Asia Partners Limited |
Rep | Type 4 — Advising on securities | 2007-10-05 | 2008-05-07 |
| D.B. Zwirn Asia Partners Limited |
Rep | Type 1 — Dealing in securities | 2007-09-17 | 2008-05-07 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-19 | 2007-07-20 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-08-19 | 2007-07-20 |