Shuk Ling Li
李淑玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuk Ling Li (李淑玲), a licensed former licensee with CE reference AMJ572. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2016-10-05 | 2021-07-19 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 - Asset management | 2016-10-05 | 2021-07-19 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2007-04-10 | 2021-07-19 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2005-09-09 | 2021-07-19 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2005-09-09 | 2021-07-19 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2005-09-09 | 2021-07-19 |