Tina Wai Kwan Yu
余慧君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tina Wai Kwan Yu (余慧君), a licensed former licensee with CE reference AMJ508. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Geomatrix (H.K.) Limited 世確(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-10-14 | 2011-06-13 |
| Geomatrix (H.K.) Limited 世確(香港)有限公司 |
Rep | Type 9 — Asset management | 2009-10-14 | 2011-06-13 |
| Oasis Management (Hong Kong) |
Rep | Type 4 — Advising on securities | 2007-07-27 | 2009-02-09 |
| Oasis Management (Hong Kong) |
Rep | Type 5 — Advising on futures contracts | 2007-07-27 | 2009-02-09 |
| Oasis Management (Hong Kong) |
Rep | Type 9 — Asset management | 2007-07-27 | 2009-02-09 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-01-09 | 2007-05-25 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2006-01-09 | 2007-05-25 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2006-01-09 | 2007-05-25 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2006-01-09 | 2007-05-25 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2005-08-18 | 2005-11-02 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2005-08-18 | 2005-11-02 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2005-08-18 | 2005-11-02 |