Chun Sing (SFC:AMF586) Lau
劉振昇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Sing (SFC:AMF586) Lau (劉振昇), a licensed former licensee with CE reference AMF586. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CPIC Investment Management (H.K.) Company Limited 中國太保投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-04-25 | 2025-05-23 |
| CPIC Investment Management (H.K.) Company Limited 中國太保投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2024-04-25 | 2025-05-23 |
| CPIC Investment Management (H.K.) Company Limited 中國太保投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2024-04-25 | 2025-05-23 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-05-24 | 2024-01-18 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-05-24 | 2024-01-18 |
| Wonder Capital Group Limited 盈達資本有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-01 | 2023-04-14 |
| Wonder Capital Group Limited 盈達資本有限公司 |
Rep | Type 4 — Advising on securities | 2021-12-01 | 2023-04-14 |
| Wonder Capital Group Limited 盈達資本有限公司 |
Rep | Type 9 — Asset management | 2021-12-01 | 2023-04-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2011-10-31 | 2012-11-21 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-09-20 | 2012-11-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2005-07-15 | 2012-11-21 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2005-07-15 | 2010-09-20 |