Yat Yuen (SFC:AMF310) Chan
陳逸源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Yuen (SFC:AMF310) Chan (陳逸源), a licensed former licensee with CE reference AMF310. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-14 | 2015-08-06 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-27 | 2010-05-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2009-01-16 | 2010-05-01 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-18 | 2005-08-11 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-07-18 | 2005-08-11 |