Hao (SFC:AMF137) Zhang
張浩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hao (SFC:AMF137) Zhang (張浩), CE reference AMF137. Currently licensed at 1 firm(s): CTI Capital Hong Kong Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2016-07-11 | present |
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2015-06-05 | present |
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-02-03 | present |
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-02-03 | 2015-06-05 |
| CTI Capital Management Limited 中信信惠國際資本有限公司 |
Rep | Type 4 — Advising on securities | 2014-11-06 | 2015-01-19 |
| CTI Capital Management Limited 中信信惠國際資本有限公司 |
Rep | Type 9 — Asset management | 2014-11-06 | 2015-01-19 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-06 | 2008-05-30 |