Kendall Kin Chung Lo
羅建忠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kendall Kin Chung Lo (羅建忠), a licensed former licensee with CE reference AME906. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citadel Securities (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2010-06-14 | 2013-05-09 |
| Citadel Securities (Hong Kong) Limited |
Rep | Type 2 — Dealing in futures contracts | 2010-06-14 | 2013-05-09 |
| Citadel Asia Limited | Rep | Type 9 — Asset management | 2010-06-14 | 2013-05-09 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2010-01-21 | 2010-05-28 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2010-01-21 | 2010-05-28 |
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2009-07-16 | 2009-11-30 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2007-03-08 | 2008-06-04 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2007-03-08 | 2008-06-04 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2007-03-08 | 2008-06-04 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-01 | 2008-06-04 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2007-03-01 | 2008-06-04 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2005-07-05 | 2007-01-31 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2005-07-05 | 2007-01-31 |