Tianyu Ma
馬天宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tianyu Ma (馬天宇), a licensed former licensee with CE reference AMC941. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-11 | 2010-11-03 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-08-11 | 2010-11-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2005-06-16 | 2007-02-17 |