Ailsa Kuen Alice Lloyd
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ailsa Kuen Alice Lloyd ( ), a licensed former licensee with CE reference AMA926. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-21 | 2019-05-04 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-09-21 | 2019-05-04 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-09-21 | 2019-05-04 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-11-04 | 2015-05-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2005-05-31 | 2011-08-04 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2005-05-31 | 2011-08-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2005-05-31 | 2011-08-04 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2005-05-31 | 2011-08-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2005-05-31 | 2011-08-04 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2005-05-31 | 2011-08-04 |