Ailsa Kuen Alice Lloyd

CE No. AMA926 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ailsa Kuen Alice Lloyd (), a licensed former licensee with CE reference AMA926. Total licence records on file: 10.

Licence history

FirmRoleRegulated activityFromTo
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 - Dealing in securities 2015-09-21 2019-05-04
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 4 - Advising on securities 2015-09-21 2019-05-04
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 6 - Advising on corporate finance 2015-09-21 2019-05-04
MUFG Securities Asia Limited
三菱日聯證券亞洲有限公司
Rep Type 1 - Dealing in securities 2013-11-04 2015-05-18
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2005-05-31 2011-08-04
Merrill Lynch Far East Limited Rep Type 1 - Dealing in securities 2005-05-31 2011-08-04
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2005-05-31 2011-08-04
Merrill Lynch Far East Limited Rep Type 4 - Advising on securities 2005-05-31 2011-08-04
Merrill Lynch (Asia Pacific) Limited Rep Type 6 - Advising on corporate finance 2005-05-31 2011-08-04
Merrill Lynch Far East Limited Rep Type 6 - Advising on corporate finance 2005-05-31 2011-08-04

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