Roger Chun Yu Wong
黃振宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roger Chun Yu Wong (黃振宇), CE reference APH834. Currently licensed at 1 firm(s): Hang Seng Securities Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Securities Limited 恒生證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-01-24 | present |
| Hang Seng Securities Limited 恒生證券有限公司 |
RO | Type 4 — Advising on securities | 2025-01-24 | present |
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-12-17 | 2025-01-24 |
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-12-17 | 2025-01-24 |
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2019-05-21 | 2024-07-02 |
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-05-21 | 2024-07-02 |
| Shacom Securities Limited 上銀證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-11-28 | 2018-08-14 |
| Shacom Securities Limited 上銀證券有限公司 |
RO | Type 4 — Advising on securities | 2017-11-28 | 2018-08-14 |
| Shacom Futures Limited 上商期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-09-21 | 2018-08-14 |
| Shacom Futures Limited 上商期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2017-09-21 | 2018-08-14 |
| Zurich Advisory (HK) Limited 蘇黎世金融服務顧問有限公司 |
Rep | Type 4 — Advising on securities | 2007-08-30 | 2008-01-15 |