Roger Chun Yu Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roger Chun Yu Wong (黃振宇), a licensed Responsible Officer with CE reference APH834. Currently licensed at 1 firm(s): Hang Seng Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 8.1 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Securities Limited 恒生證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-01-24 | present |
| Hang Seng Securities Limited 恒生證券有限公司 |
RO | Type 4 - Advising on securities | 2025-01-24 | present |
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-12-17 | 2025-01-24 |
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-12-17 | 2025-01-24 |
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2019-05-21 | 2024-07-02 |
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2019-05-21 | 2024-07-02 |
| Shacom Securities Limited 上銀證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-11-28 | 2018-08-14 |
| Shacom Securities Limited 上銀證券有限公司 |
RO | Type 4 - Advising on securities | 2017-11-28 | 2018-08-14 |
| Shacom Futures Limited 上商期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-09-21 | 2018-08-14 |
| Shacom Futures Limited 上商期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2017-09-21 | 2018-08-14 |
| Zurich Advisory (HK) Limited 蘇黎世金融服務顧問有限公司 |
Rep | Type 4 - Advising on securities | 2007-08-30 | 2008-01-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Roger Chun Yu Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.