Kiu Li
李僑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kiu Li (李僑), a licensed former licensee with CE reference ALZ065. This person has 10.2 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2014-06-11 | 2015-07-14 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2008-01-18 | 2015-07-14 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 1 - Dealing in securities | 2005-05-05 | 2008-01-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kiu Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.