Xiaobo Tang
唐驍波
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaobo Tang (唐驍波), a licensed former licensee with CE reference ALY952. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2006-10-23 | 2013-05-08 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2005-10-25 | 2006-09-29 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2005-05-04 | 2006-09-29 |