Mike Yat Ming Ng
吳一鳴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mike Yat Ming Ng (吳一鳴), a licensed former licensee with CE reference ALY905. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-05-23 | 2014-05-29 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-05-23 | 2014-05-29 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-02 | 2011-01-03 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2005-09-20 | 2007-02-23 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-05-03 | 2007-02-23 |