Nicholas Michael Ainsley Smith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Michael Ainsley Smith ( ), a licensed former licensee with CE reference ALY341. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-05-31 | 2016-05-25 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-04-25 | 2016-05-25 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2005-04-25 | 2013-08-31 |