Hariharan Noorani Ananthanarayanan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hariharan Noorani Ananthanarayanan ( ), a licensed former licensee with CE reference ALW771. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-04 | 2018-06-29 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-08-04 | 2018-06-29 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-09-06 | 2013-09-20 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-01-25 | 2012-05-16 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2005-07-06 | 2010-09-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2005-04-19 | 2013-09-20 |