Christine Tak Yin Au
區德妍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christine Tak Yin Au (區德妍), a licensed former licensee with CE reference ALW550. This person has 2.7 years of SFC licence history. Total licence records on file: 5.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-12-02 | 2012-02-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2011-06-23 | 2012-02-27 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 - Advising on securities | 2005-06-02 | 2007-04-14 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 - Dealing in securities | 2005-06-01 | 2007-04-14 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-04-13 | 2005-05-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Christine Tak Yin Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.