Lingli Zhou
周伶俐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lingli Zhou (周伶俐), a licensed former licensee with CE reference ALW484. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-09-25 | 2015-12-04 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 9 - Asset management | 2012-09-25 | 2015-12-04 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2009-08-20 | 2012-08-15 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2005-04-11 | 2008-07-31 |