Alfred Yat Fun Wong
黃逸勳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alfred Yat Fun Wong (黃逸勳), a licensed former licensee with CE reference ALV390. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2019-11-12 | 2021-07-27 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-10-12 | 2019-05-02 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-03-08 | 2019-05-02 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2005-10-26 | 2006-05-18 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-03-31 | 2005-06-24 |