Yuk Kwan Ng
吳玉坤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuk Kwan Ng (吳玉坤), a licensed former licensee with CE reference ALU547. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-16 | 2012-06-25 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 - Advising on securities | 2011-05-16 | 2012-03-26 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 - Asset management | 2011-05-16 | 2012-06-25 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-08 | 2011-05-01 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 9 - Asset management | 2006-01-19 | 2011-05-01 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2005-12-07 | 2011-05-01 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2005-04-25 | 2005-11-21 |