Jonathan Marc Sturman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jonathan Marc Sturman ( ), a licensed former licensee with CE reference ALU446. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-10-15 | 2017-06-29 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2007-10-15 | 2017-06-29 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2007-03-01 | 2016-10-06 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2006-08-30 | 2016-10-06 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2005-03-10 | 2006-06-22 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2005-03-10 | 2006-06-22 |