Ka Ho (SFC:ALS369) Yu
余家豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ho (SFC:ALS369) Yu (余家豪), a licensed former licensee with CE reference ALS369. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 4 — Advising on securities | 2006-01-27 | 2007-02-28 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-08-08 | 2005-12-30 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-04 | 2005-12-30 |