Benjamin Sung-Ping Tsai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benjamin Sung-Ping Tsai ( ), a licensed former licensee with CE reference ALS081. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2016-01-19 | 2016-01-20 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2013-11-13 | 2015-12-08 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 9 - Asset management | 2013-11-13 | 2015-12-08 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-01-26 | 2007-04-02 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2005-05-25 | 2007-04-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2005-02-14 | 2007-04-02 |