Benjamin Sung-Ping Tsai

CE No. ALS081 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benjamin Sung-Ping Tsai (), a licensed former licensee with CE reference ALS081. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 4 - Advising on securities 2016-01-19 2016-01-20
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 4 - Advising on securities 2013-11-13 2015-12-08
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 9 - Asset management 2013-11-13 2015-12-08
Merrill Lynch Far East Limited Rep Type 1 - Dealing in securities 2007-01-26 2007-04-02
Merrill Lynch Futures (Hong Kong) Limited Rep Type 2 - Dealing in futures contracts 2005-05-25 2007-04-02
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2005-02-14 2007-04-02

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