Yan Ching Yiu
饒仁靜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Ching Yiu (饒仁靜), a licensed former licensee with CE reference ALR855. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2021-12-17 | 2022-08-17 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-24 | 2022-08-17 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-03-21 | 2005-11-02 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-03-21 | 2005-11-02 |