Alan Wan Lun Tam
譚蘊綸
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Wan Lun Tam (譚蘊綸), a licensed former licensee with CE reference ALQ689. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-03-17 | 2009-09-01 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-03-17 | 2009-09-01 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 - Asset management | 2007-09-18 | 2007-10-02 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2007-08-27 | 2007-10-02 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 1 - Dealing in securities | 2005-04-27 | 2007-07-25 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 4 - Advising on securities | 2005-04-27 | 2007-07-25 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-04-27 | 2007-07-25 |