Miranda Fung Sin Lai
黎鳳仙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Miranda Fung Sin Lai (黎鳳仙), a licensed former licensee with CE reference ALQ554. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-03-23 | 2008-06-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-03-16 | 2007-02-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2006-03-13 | 2006-03-16 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2005-09-22 | 2006-03-02 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2005-03-02 | 2005-09-21 |