Dean Chang-Hun Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dean Chang-Hun Kim ( ), a licensed former licensee with CE reference ALP982. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2005-08-22 | 2007-04-03 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2005-01-10 | 2005-08-01 |