Dean Chang-Hun Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dean Chang-Hun Kim, a licensed former licensee with CE reference ALP982. This person has 2.2 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2005-08-22 | 2007-04-03 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2005-01-10 | 2005-08-01 |