Steven Andrew Wallace
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Andrew Wallace ( ), a licensed former licensee with CE reference ALP769. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-18 | 2009-09-18 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2007-10-18 | 2009-09-18 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-10-18 | 2009-09-18 |