Felix Siu Cham Lam
林兆湛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Felix Siu Cham Lam (林兆湛), CE reference ALO564. Currently licensed at 1 firm(s): FWD Financial Planning Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 — Dealing in securities | 2025-01-07 | present |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2025-01-07 | present |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2020-12-17 | 2023-02-15 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-21 | 2014-06-03 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-18 | 2020-12-17 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-01-24 | 2010-06-15 |